Joshua H. Lesko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Harshaw Lesko was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2010. Joshua had worked at 3 firms and has passed the SIE, Series 79, Series 7, Series 56 and Series 44 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2015 - May 15, 2017
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC
March 4, 2014 - March 19, 2014
GLOBAL-AMERICAN INVESTMENTS, INC.
May 17, 2010 - June 19, 2013
SPOT TRADING L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 8/17/2011
Proprietary Trader Qualification ExaminationSeries 44
Date: 5/6/2010
PCX Market Maker ExamCurrent Firm
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC
CRD#: 172729 / SEC#: , 8-69523
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
