Sandeep G. Jain

JAIN CAPITAL MANAGEMENT LLC

Saratoga, CA

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CRD#: 5397638

Professional summary

Sandeep Gauribhai Jain is a registered financial advisor currently at JAIN CAPITAL MANAGEMENT LLC located in Saratoga, California.

Sandeep is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sandeep has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 1/2003, Mr. Jain is the Owner/Manager of AppPerfect Corporation, which is non-investment related. He spends approximately 25% of his time engaged in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandeep Gauribhai Jain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2007 - Present

JAIN CAPITAL MANAGEMENT LLC

RIA

CRD#: 144836

Saratoga, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/20/2007)

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Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/2007

Uniform Investment Adviser Law Examination

Current Firm

JAIN CAPITAL MANAGEMENT LLC

CRD#: 144836 / SEC#:

California

Registered Investment Advisory firm - (9/20/2007 Approved)

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Contact information

Main Address

Saratoga, CA

Mailing Address

Phone number

(408) 252-4100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 16,181,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sandeep G. Jain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandeep Gauribhai Jain's CRS (Customer Relationship Summary).

Certified licenses

Experience

JAIN CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/2007

Current Firm

JAIN CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JAIN CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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