Yoon Gu E. Lee
Professional summary
Yoon Gu Eric Lee is a registered financial professional currently at SHINHAN SECURITIES AMERICA, INC. located in New York, New York.
Yoon Gu is registered as a RR (Registered Representative) and started their career in finance in 2007. Yoon Gu has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yoon Gu Eric Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2026 - Present
SHINHAN SECURITIES AMERICA, INC.
Office #1: 750 7th Avenue Suite 2602, New York, NY 10019June 1, 2017 - August 15, 2025
KBFG SECURITIES AMERICA INC.
October 26, 2007 - May 13, 2014
KBFG SECURITIES AMERICA INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
SHINHAN SECURITIES AMERICA, INC.
CRD#: 31977 / SEC#: , 8-45648
Contact information
FINRA licenses (5 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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