BK
Brandon Kerner
FIDELITY BROKERAGE SERVICES
Westlake, TX 76262
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CRD#: 5396403
BK
Professional summary
Brandon Kerner, who also goes by Brandon J Kerner, Brandon James Kerner, Brandon Kerner, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2007. Brandon has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brandon J Kerner | Brandon James Kerner | Brandon Kerner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brandon Kerner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
March 26, 2024 - February 24, 2026
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
Dallas, TX
Past
August 31, 2023 - March 25, 2024
ASCENSUS BROKER DEALER SERVICES, LLC
BD
CRD#: 36478
NEWTON, MA
Past
July 26, 2021 - August 31, 2023
NEWPORT GROUP SECURITIES, INC.
BD
CRD#: 29722
Dallas, TX
Past
November 17, 2016 - July 1, 2021
AON SECURITIES LLC
BD
CRD#: 4138
CHICAGO, IL
Past
April 7, 2014 - July 18, 2016
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Addison, TX
Past
September 26, 2012 - June 10, 2013
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
December 11, 2008 - April 3, 2012
CLARK SECURITIES, INC.
BD
CRD#: 43803
GREENSBORO, NC
Past
September 18, 2007 - July 28, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SAGINAW, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2026)
RR
Alaska(5/6/2026)
RR
Arizona(5/1/2026)
RR
Arkansas(4/29/2026)
RR
California(4/23/2026)
RR
Colorado(4/28/2026)
RR
Connecticut(4/24/2026)
RR
Delaware(4/28/2026)
RR
District of Columbia(4/29/2026)
RR
Florida(4/24/2026)
RR
Georgia(4/24/2026)
RR
Hawaii(5/1/2026)
RR
Idaho(4/24/2026)
RR
Illinois(4/28/2026)
RR
Indiana(4/29/2026)
RR
Iowa(4/29/2026)
RR
Kansas(4/27/2026)
RR
Kentucky(4/27/2026)
RR
Louisiana(4/27/2026)
RR
Maine(4/27/2026)
RR
Maryland(4/29/2026)
RR
Michigan(4/27/2026)
RR
Minnesota(4/27/2026)
RR
Mississippi(4/30/2026)
RR
Missouri(4/24/2026)
RR
Montana(5/1/2026)
RR
Nebraska(4/23/2026)
RR
Nevada(4/27/2026)
RR
New Hampshire(4/27/2026)
RR
New Jersey(4/28/2026)
RR
New Mexico(4/29/2026)
RR
New York(4/27/2026)
RR
North Carolina(4/27/2026)
RR
North Dakota(5/7/2026)
RR
Ohio(4/24/2026)
RR
Oklahoma(4/27/2026)
RR
Oregon(5/3/2026)
RR
Pennsylvania(4/27/2026)
RR
Rhode Island(5/1/2026)
RR
South Carolina(4/28/2026)
RR
South Dakota(4/28/2026)
RR
Tennessee(4/30/2026)
RR
Texas(4/27/2026)
RR
Utah(4/24/2026)
RR
Vermont(4/28/2026)
RR
Virgin Islands(4/27/2026)
RR
Virginia(4/28/2026)
RR
Washington(4/27/2026)
RR
West Virginia(4/30/2026)
RR
Wisconsin(4/23/2026)
RR
Wyoming(4/27/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
