Nickolas P. Sanchez
ON INVESTMENT MANAGEMENT CO
Novi, MI 48375
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CRD#: 5396215
Professional summary
Nickolas Paul Sanchez, CFP® is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Novi, Michigan and THE O.N. EQUITY SALES COMPANY located in Novi, Michigan.
Nickolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nickolas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NICKOLAS SANCHEZ; NOT INVESTMENT RELATED; 41800 WEst Eleven Mile Road Novi MI 48375; INDEPENDENT AGENT; LIFE INSURANCE SALES; 50 HOURS PER MONTH(40 HOURS DURING TRADING HOURS).
CRS (Client Relationship Summary) - RIA
Click below to view Nickolas Paul Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
June 7, 2011 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 41800 W 11 Mile Road Suite 206, Novi, MI 48375RIA
CRD#: 105662
Novi, MI
Current
June 1, 2011 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 41800 W 11 Mile Road Suite 206, Novi, MI 48375BD
CRD#: 2936
Novi, MI
Past
June 10, 2011 - September 19, 2017
FAI ADVISORS, INC.
RIA
CRD#: 122132
FARMINGTON HILLS, MI
Past
November 17, 2010 - May 4, 2011
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
MCDONOUGH, GA
Past
October 27, 2010 - June 29, 2011
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
NOVI, MI
Past
September 28, 2010 - October 28, 2010
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
NOVI, MI
Past
December 4, 2008 - October 28, 2010
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
NOVI, MI
Past
August 27, 2007 - November 26, 2008
GLP INVESTMENT SERVICES, LLC
BD
CRD#: 25450
FARMINGTON HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/23/2020)
IAR
Arizona(11/5/2020)
RR
California(9/21/2017)
IAR
Florida(6/10/2015)
RR
Florida(1/5/2016)
RR
Georgia(1/7/2022)
IAR
Georgia(1/10/2022)
IAR
Illinois(9/28/2012)
RR
Illinois(11/8/2019)
RR
Indiana(9/24/2014)
IAR
Indiana(9/24/2014)
RR
Maine(1/4/2018)
IAR
Maryland(11/23/2011)
RR
Maryland(2/11/2015)
IAR
Massachusetts(11/22/2021)
RR
Michigan(6/1/2011)
IAR
Michigan(6/7/2011)
IAR
Missouri(10/2/2019)
IAR
North Carolina(1/27/2012)
RR
North Carolina(2/6/2020)
IAR
Ohio(10/21/2021)
RR
South Carolina(7/19/2021)
IAR
South Carolina(7/26/2024)
RR
Texas(3/24/2017)
IAR
Washington(1/17/2017)
RR
Washington(1/4/2018)
IAR
Wisconsin(1/4/2018)
RR
Wisconsin(7/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
