BT
Brian Towers
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES
Armonk, NY
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CRD#: 5396142
BT
Professional summary
Brian Towers, who also goes by Brian Michael Towers, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Armonk, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2017. Brian has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brian Michael Towers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Towers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2026 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #2: 655 Broad Street, Newark, NJ 07102BD
CRD#: 18353
Armonk, NY
Past
August 5, 2022 - February 18, 2026
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
New York, NY
Past
September 21, 2020 - April 1, 2022
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
BD
CRD#: 157767
New York, NY
Past
July 10, 2017 - July 27, 2020
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
March 7, 2017 - July 27, 2020
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
ATLANTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2026)
RR
Alaska(5/8/2026)
RR
Arizona(5/8/2026)
RR
Arkansas(5/8/2026)
RR
California(5/8/2026)
RR
Colorado(5/8/2026)
RR
Connecticut(5/8/2026)
RR
Delaware(5/8/2026)
RR
District of Columbia(5/8/2026)
RR
Florida(5/8/2026)
RR
Georgia(5/8/2026)
RR
Hawaii(5/8/2026)
RR
Idaho(5/8/2026)
RR
Illinois(5/8/2026)
RR
Indiana(5/8/2026)
RR
Iowa(5/8/2026)
RR
Kansas(5/8/2026)
RR
Kentucky(5/8/2026)
RR
Louisiana(5/8/2026)
RR
Maine(5/8/2026)
RR
Maryland(5/8/2026)
RR
Massachusetts(5/8/2026)
RR
Michigan(5/8/2026)
RR
Minnesota(5/8/2026)
RR
Mississippi(5/8/2026)
RR
Missouri(5/8/2026)
RR
Montana(5/8/2026)
RR
Nebraska(5/8/2026)
RR
Nevada(5/8/2026)
RR
New Hampshire(5/8/2026)
RR
New Jersey(5/8/2026)
RR
New Mexico(5/8/2026)
RR
New York(5/8/2026)
RR
North Carolina(5/8/2026)
RR
North Dakota(5/8/2026)
RR
Ohio(5/8/2026)
RR
Oklahoma(5/8/2026)
RR
Oregon(5/8/2026)
RR
Pennsylvania(5/8/2026)
RR
Rhode Island(5/8/2026)
RR
South Carolina(5/8/2026)
RR
South Dakota(5/8/2026)
RR
Tennessee(5/8/2026)
RR
Texas(5/8/2026)
RR
Utah(5/8/2026)
RR
Vermont(5/8/2026)
RR
Virginia(5/8/2026)
RR
Washington(5/8/2026)
RR
West Virginia(5/8/2026)
RR
Wisconsin(5/8/2026)
RR
Wyoming(5/8/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
PAMCO SECURITIES CORPORATION | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION
CRD#: 18353 / SEC#: , 8-36540
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
655 Broad Street 19th Floor, Newark, NJ 07102
Mailing Address
655 Broad Street 19th Floor, Newark, NJ 07102
Phone number
(973) 802-6000
Established
Delaware since 10/09/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT | 2693999 |
| PRUZINSKY, KRISTIN ANNE | SENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER | 5347722 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
