Joanna B. Smith
KESTRA ADVISORY SERVICES
Greensboro, NC 27401
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CRD#: 5395481
Professional summary
Joanna Bryant Smith, CFP®, who also goes by Joanna Frances Avriett, Joanna Bryant Avriett, Danna Frances Bryant, Joanna Frances Bryant, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Greensboro, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Greensboro, North Carolina.
Joanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Joanna has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joanna Frances Avriett | Joanna Bryant Avriett | Danna Frances Bryant | Joanna Frances Bryant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 321 E. Market St, Suite 110 Greensboro NC 27401 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Sales Assistant Start Date: 5/7/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide meeting preparation and support for retirement plan clients including plan committee meetings, employee education meetings, and enrollment meetings Name: Gate City Advisors, LLC Investment Related: Yes Address: 321 E. Market St, Suite 110 Greensboro NC 27401 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered sales assistant Start Date: 5/7/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Execute meeting preparation and provide support to the Retirement Plan Group within the organization. NAME: GATE CITY ADVISORS, LLC POSITION: Director of Financial Planning NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 05/07/2018 ADDRESS: 321 E. Market St, Suite 110, Greensboro NC 27401, United States DESCRIPTION: Execute meeting preparation, meet with clients, provide recommendations, and follow-up.
CRS (Client Relationship Summary) - RIA
Click below to view Joanna Bryant Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
May 7, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 328 East Market St. Suite 110, Greensboro, NC 27401RIA
CRD#: 283330
Greensboro, NC
Current
May 3, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 328 East Market St. Suite 110, Greensboro, NC 27401BD
CRD#: 42046
Greensboro, NC
Past
October 17, 2016 - April 27, 2018
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
April 8, 2016 - May 15, 2018
RATHER & KITTRELL, INC.
RIA
CRD#: 114885
KNOXVILLE, TN
Past
February 25, 2015 - November 23, 2015
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
OAK RIDGE, TN
Past
October 30, 2014 - November 23, 2015
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
OAK RIDGE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(5/4/2018)
IAR
North Carolina(5/7/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Greensboro, NC 27401TRUST BUT VERIFY
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