HH
Heath B. Houston
EAGLE STRATEGIES LLC
Oxford, MS 38655
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CRD#: 5395139
HH
Professional summary
Heath B Houston, who also goes by Heath Braswell Houston, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Oxford, Mississippi and NYLIFE SECURITIES LLC located in Oxford, Mississippi.
Heath is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Heath has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heath Braswell Houston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; 20 HOURS PER MONTH; START DATE 11/11; 2090 OLD TAYLOR ROAD STE 100 UNIVERSITY OFFICE PARK OXFORD MS 38655] [Wolf Ridge Farms LLC; It's going to be a hunting camp for myself and 2 other friends. Just for social purposes and enjoyment. we are not planning on doing any farming for profit on this property; 2090 Old Taylor Rd. Suite 100 Oxford, MS 38655; Start Date 05/2021; Role/Title: Partner; Investment Related; 10 hours per month; 0 hours per month during securities trading hours; [Wolf Ridge Farms LLC; It's going to be a hunting camp for myself and 2 other friends. Just for social purposes and enjoyment. we are not planning on doing any farming for profit on this property; 2090 Old Taylor Rd. Suite 100 Oxford, MS 38655; Start Date 05/2021; Role/Title: Partner; Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HH STRATEGIES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; OXFORD, MS; START DATE: 11/2019] [OPERATING UNDER THE DBA NAME OF CRYSTAL CLEAR FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; OXFORD, MS; START DATE: 05/2022] [Oxford Park Commission; head coach. I am coaching my 5 yr old soccer team and also coaching my step daughter's 6 yr old soccer.; 328 Old Sardis Rd, Oxford, MS 38655; Start Date 08/2022; Role/Title: Coach; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Heath B Houston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2010 - Present
EAGLE STRATEGIES LLC
Office #1: 2084 Old Taylor Road Suite 106, University Office Park, Oxford, MS 38655RIA
CRD#: 110826
Oxford, MS
Current
July 16, 2008 - Present
NYLIFE SECURITIES LLC
Office #1: 2084 Old Taylor Road, Suite 106 University Office Park, Oxford, MS 38655BD
CRD#: 5167
Oxford, MS
Past
August 23, 2007 - June 18, 2008
WADDELL & REED
RIA
CRD#: 866
MEMPHIS, TN
Past
August 8, 2007 - June 18, 2008
WADDELL & REED
BD
CRD#: 866
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/8/2021)
RR
California(10/4/2023)
RR
Georgia(11/22/2024)
RR
Mississippi(7/25/2008)
IAR
Mississippi(10/29/2021)
RR
North Carolina(1/8/2021)
RR
Tennessee(7/16/2008)
IAR
Tennessee(6/10/2010)
RR
Texas(1/3/2023)
IAR
Texas(1/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
