Matthew T. Farwell
Professional summary
Matthew Thomas Farwell, CFA, who also goes by Matthew T Farwell, is a registered financial advisor currently at PENMAR ADVISORS, LLC located in Los Angeles, California.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Farwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2025 - Present
PENMAR ADVISORS, LLC
September 9, 2021 - June 3, 2024
ODEON CAPITAL GROUP LLC
September 22, 2020 - September 10, 2021
ROTH CAPITAL PARTNERS, LLC
May 15, 2009 - April 21, 2020
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
April 14, 2009 - April 21, 2020
IMPERIAL CAPITAL, LLC
September 25, 2007 - July 2, 2008
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/23/2025)
Exams
Current Firm
PENMAR ADVISORS, LLC
CRD#: 339676 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
