AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MA

Mauricio U. Assael

IPG INVESTMENT ADVISORS
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 5394299
MA

Professional summary

Mauricio U Assael, who also goes by Mauricio Uri Assael Goldberg, is a registered financial advisor currently at IPG INVESTMENT ADVISORS, LLC located in Miami, Florida and INVESTMENT PLACEMENT GROUP located in Miami, Florida.

Mauricio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Mauricio has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mauricio Uri Assael Goldberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio U Assael's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 18, 2016 - Present

IPG INVESTMENT ADVISORS, LLC

Office #1: 1111 Brickell Ave Suite 2720, Miami, FL 33131
RIA
CRD#: 152990
MIAMI, FL
Current

September 23, 2016 - Present

INVESTMENT PLACEMENT GROUP

Office #1: 80 Sw 8th Street Suite 2660, Miami, FL 33130
BD
CRD#: 14458
Miami, FL
Past

September 13, 2016 - December 31, 2022

IPG INVESTMENT ADVISORS, LLC

RIA
CRD#: 152990
MIAMI, FL
Past

February 2, 2015 - September 13, 2016

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
Miami, FL
Past

January 21, 2015 - September 13, 2016

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Miami, FL
Past

July 24, 2014 - January 26, 2015

DOMINICK & DICKERMAN LLC

RIA
CRD#: 7344
MIAMI, FL
Past

May 4, 2009 - January 26, 2015

DOMINICK & DICKERMAN LLC

BD
CRD#: 7344
MIAMI, FL
Past

August 30, 2007 - May 19, 2009

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
IPG INVESTMENT ADVISORS, LLC
IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA
Registered Investment Advisory firm - (3/3/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/23/2016)
RR
Delaware
(5/20/2021)
RR
District of Columbia
(10/14/2016)
RR
Florida
(9/23/2016)
IAR
Florida
(10/18/2016)
RR
Georgia
(2/24/2021)
RR
Illinois
(3/21/2025)
RR
Maryland
(9/30/2016)
RR
New York
(9/23/2016)
RR
North Carolina
(9/30/2016)
RR
Texas
(9/23/2016)
IAR
Texas
(1/12/2023)
RR
Virginia
(4/8/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/23/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

II
IPG INVESTMENT ADVISORS, LLC
IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA
Registered Investment Advisory firm - (3/3/2010 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
501 West Broadway Suite 1350, San Diego, CA 92101
Mailing Address
Phone number
(619) 326-1200
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IPG INVESTMENT ADVISORS LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,154
AUM (Assets Under Management)$ 3,818,509,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IPG INVESTMENT ADVISORS, LLC

CRD#: 152990Miami, FL 33131

TRUST BUT VERIFY

Monitor Mauricio Assael

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.