Shawn S. Landis

HCR WEALTH ADVISORS

Los Angeles, CA 90024

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CRD#: 5394217

Professional summary

Shawn Stauffer Landis, CFP® is a registered financial advisor currently at HCR WEALTH ADVISORS located in Los Angeles, California.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Shawn has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Stauffer Landis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 10, 2022 - Present

HCR WEALTH ADVISORS

Office #1: 10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024

RIA

CRD#: 108676

Los Angeles, CA

Past

October 16, 2014 - December 31, 2021

HCR WEALTH ADVISORS

RIA

CRD#: 108676

LOS ANGELES, CA

Past

May 26, 2009 - August 21, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

EL SEGUNDO, CA

Past

May 22, 2009 - August 21, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EL SEGUNDO, CA

Past

October 15, 2007 - May 26, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SANTA MONICA, CA

Past

September 24, 2007 - May 26, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HCR WEALTH ADVISORS

HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES

CRD#: 108676 / SEC#: 801-56452

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/22/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/21/2007

General Securities Representative Examination

Current Firm

HCR WEALTH ADVISORS

HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES

CRD#: 108676 / SEC#: 801-56452

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

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Contact information

Main Address

10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024

Mailing Address

Phone number

(310) 473-5445

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HCR WEALTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,205
AUM (Assets Under Management)	$ 1,676,210,398

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
02/24/2025	Cover Page	Report
05/01/2024	Cover Page	Report
01/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Shawn S. Landis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Stauffer Landis's CRS (Customer Relationship Summary).

Certified licenses

Experience

HCR WEALTH ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

HCR WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2007

Series 31

Date: 10/22/2007

Series 7

Date: 9/21/2007

Current Firm

HCR WEALTH ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HCR WEALTH ADVISORS

TRUST BUT VERIFY

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