AD
Anthony J. D'angelo
HORNOR, TOWNSEND & KENT
LOS ANGELES, CA 90067
Some features on this profile are disabled
CRD#: 5393280
AD
Anthony Joseph D'angeloHORNOR, TOWNSEND & KENT
Professional summary
Anthony Joseph D'angelo, who also goes by Anthony D'angelo, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Los Angeles, California.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Anthony has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Aliases
Anthony D'angelo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 3/23/2023 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS IN ADDITION TRAINING AND RECRUITING FP. 2) ASSET-MAP HOLDINGS, INC. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: INDEPENDENT CONTRACTOR | ADDRESS: 225 ARCH STREET, 1ST FLOOR PHILADELPHIA PA 19106 | START DATE: 3/23/2023 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: CONSULTING &/ TRAINING PROVIDED / REFERRAL FEES FOR SUBSCRIBED ADVISORS. 3) AURELIUS LEGACY PARTNERS, LLC | POSITION: PROPRIETOR/OWNER | NATURE: FINANCIAL PLANNING, INVESTMENT ADVISORY, AND INTEGRATED WEALTH MANAGEMENT SERVICES, INCLUDING INSURANCE AND RISK MANAGEMENT STRATEGIES | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 160 | START DATE: 03/23/2023 | ADDRESS: 2600 N MILITARY TRL, SUITE1700, BOCA RATON FL 33431 | DESCRIPTION: FINANCIAL PLANNING, INVESTMENT ADVISORY, AND INTEGRATED WEALTH MANAGEMENT SERVICES, INCLUDING INSURANCE AND RISK MANAGEMENT STRATEGIES. IN ADDITION, DIRECTION OF THE ORGANIZATION, MONITOR EMPLOYEES, ACCOUNTABILITY, AND COMPANY PERFORMANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph D'angelo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph D'angelo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1925 Century Park E Suite 1700, Los Angeles, CA 90067Office #2: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #3: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
LOS ANGELES, CA
Current
April 5, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1925 Century Park E Suite 1700, Los Angeles, CA 90067Office #2: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #3: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
LOS ANGELES, CA
Past
November 3, 2021 - April 10, 2023
THE LEADERS GROUP, INC.
BD
CRD#: 37157
Santa Monica, CA
Past
September 28, 2021 - April 10, 2023
TLG ADVISORS, INC.
RIA
CRD#: 111052
Santa Monica, CA
Past
February 25, 2021 - July 16, 2021
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
Santa Monica, CA
Past
February 24, 2021 - July 16, 2021
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
Santa Monica, CA
Past
June 10, 2008 - September 30, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOS ANGELES, CA
Past
October 15, 2007 - September 30, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/5/2023)
IAR
California(4/6/2023)
RR
Colorado(4/12/2023)
RR
District of Columbia(4/5/2023)
RR
Florida(4/5/2023)
IAR
Florida(4/6/2023)
RR
Georgia(3/31/2025)
RR
Illinois(4/6/2023)
RR
Indiana(6/15/2023)
RR
Kentucky(5/20/2026)
RR
Maryland(4/11/2023)
RR
Massachusetts(2/14/2024)
RR
Minnesota(4/5/2023)
RR
New Jersey(4/5/2023)
RR
New York(4/5/2023)
IAR
New York(3/26/2026)
RR
North Carolina(4/5/2023)
RR
Oregon(4/12/2023)
RR
Pennsylvania(4/14/2023)
RR
South Carolina(7/20/2026)
RR
Texas(4/5/2023)
IAR
Texas(4/6/2023)
RR
Virginia(1/18/2024)
RR
Washington(4/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...
Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
