Andrew K. John

WALLEYE TRADING LLC

Miami, FL 33130

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CRD#: 5392936

Professional summary

Andrew Koh John is a registered financial professional currently at WALLEYE TRADING LLC located in Miami, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: AKJ Trading, LLC. Description: This is investment related, and houses my personal family investment portfolio. Address: 10214 Parkwood Drive, Kensington, MD 20895 Nature of business: Personal investment portfolio Position: Managing Partner Start Date: December 2021 Approximate Hours: 1 hour a day, rarely during securities trading hours Duties: Manage personal family investment portfolio

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Koh John's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2024 - Present

WALLEYE TRADING LLC

Office #1: 78 Sw 7th Street Office 09-151 09-154, 09-156, Miami, FL, 33130

CRD#: 136196

Miami, FL

Past

April 6, 2021 - April 5, 2024

ADAMS WEALTH ADVISORS

RIA

CRD#: 286087

Kensington, MD

Past

August 14, 2019 - April 4, 2021

KOH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 301507

BALTIMORE, MD

Past

August 23, 2007 - July 19, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/1/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 4/8/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 2/21/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/5/2022

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/22/2007

General Securities Representative Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

WALLEYE TRADING LLC

CRD#: 136196 / SEC#: , 8-66988

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Mailing Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Phone number

(952) 345-5200

Established

Delaware since 04/25/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WALLEYE INVESTMENTS FUND LLC	MEMBER
ENGLAND, WILLIAM DUNNING	CHIEF EXECUTIVE OFFICER	6210716
ESSAFI, KHALID	CHIEF COMPLIANCE OFFICER	7148450
GIANPETRO, SARAH ANN	CO-HEAD FINANCE AND ACCOUNTING & FINOP	6476299

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew K. John

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Koh John's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADAMS WEALTH ADVISORS

KOH CAPITAL MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/2007

Series 57TO

Date: 4/8/2024

SIE

Date: 2/21/2024

Series 3

Date: 3/5/2022

Series 7

Date: 8/22/2007

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

Current Firm

WALLEYE TRADING LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WALLEYE TRADING LLC

TRUST BUT VERIFY

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