Melissa P. Hoots
Professional summary
Melissa Pendergrass Hoots, who also goes by Melissa Joines Pendergrass, is a registered financial professional currently at FALCON SQUARE CAPITAL, LLC located in Raleigh, North Carolina.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2007. Melissa has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Pendergrass Hoots's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2013 - Present
FALCON SQUARE CAPITAL, LLC
Office #1: 3701 Lake Boone Trail Suite 100, Raleigh, NC 27607Office #2: 3701 Lake Boone Trail Suite 100, Raleigh, NC 27607August 16, 2007 - April 5, 2013
CAROLINA CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2013)
(2/28/2017)
(8/16/2013)
(2/16/2017)
(3/25/2013)
(4/5/2013)
(4/17/2013)
(4/2/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FALCON SQUARE CAPITAL, LLC
CRD#: 165225 / SEC#: , 8-69147
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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Company Information
FALCON SQUARE CAPITAL, LLC
CRD#: 165225Raleigh, NC 27607TRUST BUT VERIFY
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