Samuel W. Baynes

BAYNES INVESTMENT COUNSEL LLC

FORT WORTH, TX 76102

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CRD#: 5392084

Professional summary

Samuel William Baynes, who also goes by Samuel Baynes, is a registered financial advisor currently at BAYNES INVESTMENT COUNSEL LLC located in Fort Worth, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Samuel has worked at 7 firms and has passed the Series 66, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Baynes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Samuel Baynes - Investment Related - At Reported Business Location(s) Non-Variable Insurance - Agent - Start Date: 03/04/2022 - 1 Hour Per Month/0 Hour During Securities Trading. (2) Baynes Capital; CEO; investment related; Location of the business: 801 Cherry Street, Ste. 2310, Ft. Worth, TX 76102; Start Date: 12/2024; Description of the business: Private Equity Firm offering private investments in oil and gas, and various other types of investments to accredited investors; Responsibilities Duties: Source, develop, approve or dis-approve, and fund private investments; Start date with business: 2023-09-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel William Baynes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2022 - Present

BAYNES INVESTMENT COUNSEL LLC

Office #1: 801 Cherry Street Ste 2310, Fort Worth, TX 76102

RIA

CRD#: 322909

FORT WORTH, TX

Past

August 29, 2019 - October 3, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

MASON, OH

Past

August 27, 2019 - October 3, 2022

LPL FINANCIAL LLC

CRD#: 6413

MASON, OH

Past

May 22, 2019 - June 17, 2019

IFP SECURITIES, LLC

CRD#: 297287

TAMPA, FL

Past

August 29, 2014 - August 29, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CINCINNATI, OH

Past

August 29, 2014 - August 29, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

CINCINNATI, OH

Past

March 12, 2012 - August 30, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CINCINNATI, OH

Past

February 17, 2012 - August 30, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CINCINNATI, OH

Past

July 26, 2007 - December 31, 2008

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

MASON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/21/2022)

IAR

Tennessee
(4/14/2023)

IAR

Texas
(6/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/25/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/2021

General Securities Principal Examination

Current Firm

BAYNES INVESTMENT COUNSEL LLC

CRD#: 322909 / SEC#:

Ohio

Registered Investment Advisory firm - (9/21/2022 Approved)

Tennessee

Registered Investment Advisory firm - (4/13/2023 Approved)

Texas

Registered Investment Advisory firm - (6/13/2023 Approved)

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Contact information

Main Address

801 Cherry Street Ste 2310, Fort Worth, TX 76102

Mailing Address

Phone number

(214) 471-0376

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	389
AUM (Assets Under Management)	$ 95,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel W. Baynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel William Baynes's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IFP SECURITIES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2012

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2012

Series 6

Date: 7/25/2007

Series 24

Date: 11/17/2021

Current Firm

BAYNES INVESTMENT COUNSEL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAYNES INVESTMENT COUNSEL LLC

TRUST BUT VERIFY

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