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Evan M. Enisman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Fort Lauderdale, FL 33309
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CRD#: 5391984
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Professional summary
Evan M Enisman is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fort Lauderdale, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fort Lauderdale, Florida.
Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Evan has worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT 6365 NW 6TH WAY SUITE 160, FL, 12/2019, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-8/MO-1/TRADING. 2. PREMIER TAX PLANNING LLC, 6365 NW 6TH WAY SUITE 160, FORT LAUDERDALE, FL, 06/12/2024, Owner, TAX PREPARER. NIR - 40HR/MO- 40/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-120HR/MO- 24/TRADING. 12/19/2019 4. ADP ACCOUNTANT 6365 NW 6TH WAY, STE 160, FORT LAUDERDALE, FL, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 12/13/19, NIR, 5/YR- 1/TRADING 5. PREMIER WEALTH PLANNING TEAM LLC DBA PREMIER WEALTH PLANNING, 6365 NW 6th Way, Suite 160, Fort Lauderdale FL 33309, United States, 06/12/2024, Owner, Using a Trade Name/dba, INV REL, 160HR/MO- 96HR/TRADING 6. PREMIER TAX PLANNING TEAM LLC DBA PREMIER BOOKKEEPING & TAX SERVICES, 6365 NW 6th Way, Suite 160, Fort Lauderdale FL 33309, United States, Owner, Using a Trade Name/dba, NIR, 10HR/MO- 10HR/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Evan M Enisman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6365 Nw. 6th Way Suite 160, Fort Lauderdale, FL 33309RIA
CRD#: 134139
Fort Lauderdale, FL
Current
December 13, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6365 Nw 6th Way Suite 160, Fort Lauderdale, FL 33309BD
CRD#: 39543
Fort Lauderdale, FL
Past
May 30, 2014 - December 24, 2019
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
FORT LAUDERDALE, FL
Past
November 22, 2013 - December 24, 2019
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
FORT LAUDERDALE, FL
Past
October 4, 2010 - May 6, 2014
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
FT LAUDERDALE, FL
Past
August 16, 2007 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/13/2019)
RR
Colorado(12/13/2019)
RR
Florida(12/13/2019)
IAR
Florida(12/19/2019)
RR
Kentucky(12/13/2019)
RR
Maryland(12/13/2019)
RR
Montana(8/30/2023)
RR
New Hampshire(12/13/2019)
RR
New Jersey(12/13/2019)
RR
New Mexico(12/13/2019)
RR
New York(12/13/2019)
RR
North Carolina(1/2/2020)
RR
Pennsylvania(12/13/2019)
RR
Tennessee(1/21/2021)
RR
Texas(12/13/2019)
IAR
Texas(12/16/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Fort Lauderdale, FL 33309TRUST BUT VERIFY
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