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Sanjay Ishrish Marken

HILCO CORPORATE FINANCE
CHICAGO, IL
·CRD# 5391075·15 years registered

Professional Summary

Sanjay Ishrish Marken, who also goes by Sanjay Marken, is a registered financial advisor currently at HILCO CORPORATE FINANCE, LLC located in Chicago, Illinois. Sanjay is registered as a RR (Registered Representative) and started their career in finance in 2015. Sanjay has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sanjay Marken

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years registered in the securities industry

Current & Past Employments

Current

HILCO CORPORATE FINANCE, LLCCurrent·CRD# 282060
BD
333 W Wacker Suite 2250, Chicago, IL 60606
June 20, 2024 - Present

Past

MILLER BUCKFIRE & CO., LLCPast·CRD# 104156
BD
New York, NY
May 21, 2015 - August 16, 2016

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Current Firm

HC
HILCO CORPORATE FINANCE, LLC

HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: 8-69699
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

333 W Wacker Suite 2250, Chicago, IL 60606

Mailing Address

333 W Wacker Suite 2250, Chicago, IL 60606

Phone Number

(847) 504-3270

Established

Delaware since 03/09/2015

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HILCO VALUATION SERVICES, LLCMEMBER—
HOPKINS, THOMAS JOHNFINOP1835087
STRATTON, TERICEO4379087
TOMARAS, THEODOROSCHIEF OPERATING OFFICER8259455
WEST, TAMI LYNNCCO, AMLCO4209335

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(10/10/2024)
RR
Texas
(10/10/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2024About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2024About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2024About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Mar 2011About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sanjay Ishrish Marken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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