Michele L. Drummond

EXCHANGERIGHT SECURITIES

Pasadena, CA 91106

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CRD#: 5390353

Professional summary

Michele Lee Drummond, who also goes by Michele Drummond, Michele Lee Meriweather, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Michele is registered as a RR (Registered Representative) and started their career in finance in 2007. Michele has worked at 8 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michele Drummond | Michele Lee Meriweather

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michele Lee Drummond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2022 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

CRD#: 283430

Pasadena, CA

Past

August 3, 2020 - July 29, 2022

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

June 3, 2019 - March 20, 2020

EMERSON EQUITY LLC

CRD#: 130032

Scottsdale, AZ

Past

June 16, 2016 - May 13, 2019

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

October 11, 2012 - June 14, 2016

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

April 13, 2010 - September 1, 2011

WALTON SECURITIES, INC.

CRD#: 143763

SCOTTSDALE, AZ

Past

March 18, 2010 - April 16, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

April 14, 2009 - February 16, 2010

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

September 26, 2007 - June 27, 2008

DEAM INVESTOR SERVICES, INC.

CRD#: 754

LOUIVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/6/2024)

Arizona
(7/22/2022)

California
(7/22/2022)

Florida
(3/6/2024)

Georgia
(3/6/2024)

Mississippi
(3/6/2024)

North Carolina
(3/6/2024)

Puerto Rico
(4/14/2025)

South Carolina
(3/6/2024)

Tennessee
(3/6/2024)

Exams

State Security Law Exam

Series 63

Date: 12/18/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 01/06/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXCHANGERIGHT HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	5327906
THOMAS, WARREN JESSE MCEWIN	PRESIDENT, MANAGING MEMBER	2299254
THORNTON, STEVEN LEE	FINOP	4496384
UNGERECHT, JOSHUA PAUL	CEO, MANAGING MEMBER	5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michele L. Drummond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michele Lee Drummond's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

EMERSON EQUITY LLC

STRATCAP SECURITIES, LLC

CCO CAPITAL, LLC

WALTON SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

STATE FARM VP MANAGEMENT CORP.

DEAM INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/2007

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2007

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXCHANGERIGHT SECURITIES, LLC

TRUST BUT VERIFY

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