Michael W. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Anderson, who also goes by Michael W Anderson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2024 - May 22, 2025
THE FOUNDRY FINANCIAL GROUP, INC.
March 25, 2017 - July 30, 2024
MML INVESTORS SERVICES, LLC
November 3, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
January 3, 2012 - January 14, 2013
DEUTSCHE BANK SECURITIES INC.
July 4, 2011 - January 3, 2012
DB SECURITIES SERVICES NJ INC.
October 17, 2007 - July 20, 2009
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
THE FOUNDRY FINANCIAL GROUP, INC.
CRD#: 116823 / SEC#: 801-129329
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE FOUNDRY FINANCIAL GROUP, INC.
CRD#: 116823 / SEC#: 801-129329
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,009 |
| AUM (Assets Under Management) | $ 207,895,358 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
