Fei Yin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fei Yin was a registered financial professional .
Fei is a previously registered financial professional and started their career in finance in 2007. Fei had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2016 - August 31, 2023
GUOTAI JUNAN SECURITIES USA, INC.
July 6, 2015 - January 5, 2017
M&A SECURITIES GROUP, INC.
May 2, 2011 - August 19, 2013
EVERCORE GROUP L.L.C.
April 30, 2010 - May 9, 2011
CSI STRATEGIC PARTNERS, LLC
May 7, 2009 - May 6, 2010
EVERCORE GROUP L.L.C.
September 3, 2007 - May 20, 2009
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GUOTAI JUNAN SECURITIES USA, INC.
CRD#: 283550 / SEC#: , 8-69762
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
