Hanna Yilma-aviram
Professional summary
Hanna Yilma-aviram, who also goes by Hanna Yilma Kassaye, Hanna Yilma-kassaye, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Saddle Brook, New Jersey.
Hanna is registered as a RR (Registered Representative) and started their career in finance in 2007. Hanna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hanna Yilma-aviram's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2009 - Present
NYLIFE SECURITIES LLC
Office #1: 250 Pehle Avenue 9th Floor Plaza 2 - Suite 900, Saddle Brook, NJ 07663January 12, 2009 - March 13, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 30, 2008 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 23, 2008 - March 13, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 3, 2008 - August 8, 2008
MORGAN STANLEY & CO. LLC
November 13, 2007 - August 8, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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