RC
Randy L. Casey
STATE FARM INVESTMENT MANAGEMENT
Baytown, TX 77521
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CRD#: 5389116
RC
Professional summary
Randy Lee Casey is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Baytown, Texas and STATE FARM VP MANAGEMENT CORP. located in Baytown, Texas.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Randy has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Randy Casey's Insurance Agency; Insurance Agency; Investment-related; 4406 N Main St Baytown, TX 77521-2327; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2008; 80; 80; Service customers and supervise employees. 2) Highlands Chamber of Commerce; non-investment-related; 1237 San Jacinto, Highlands, TX 77562; Membership/Civic/Fraternal Organization; Member; none; 3/1/2020; 3; 0; no duties. 3) Randy Casey Farmland; investment-related; 4615 Kennings Rd., Crosby, TX 77532; Investment or Commercial Property; Owner; Partner; 09/30/2022; 1; 0; make deposits in checking account, pay bills/co-signor on checking account, operating farm bee hives, Have Farm with cattle, chickens, goats, Bee's and other farm animals. Looking to place bees on other people's property for a fee so they can keep ag exemption. This will be in partnership with Frank McKay 4) Randy Casey & Heather Swartz DBA 27020 Estuary; Investment-related; 4406 N Main St Baytown, TX 77521; Investment or Commercial Property; Owner; none; 2/26/2021E; 6; 0; Duties: Own two condo's that we rent out: 27020 Estuary # 103 Galveston TX 77554 (Purchase 02/26/21) 10811 Termini San Luis Pass RD Unit 2210 Galveston TX 77554 (Purchase 10/01/2023)
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 4406 N Main St, Baytown, TX 77521Office #2: 712 W Fairmont, La Porte, TX 77571RIA
CRD#: 3487
Baytown, TX
Current
August 13, 2007 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 4406 N Main St, Baytown, TX 77521BD
CRD#: 43036
Baytown, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(8/21/2007)
IAR
Texas(10/29/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Baytown, TX 77521TRUST BUT VERIFY
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