Brian J. Hockinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian James Hockinson, who also goes by Brian Hockinson, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2015 - January 7, 2020
AKUNA SECURITIES LLC
March 12, 2012 - November 5, 2015
OPTIVER US LLC
August 27, 2007 - October 8, 2007
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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