Gregory A. Crooks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Arthur Crooks, who also goes by Gregory Crooks, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2007. Gregory had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2025 - September 11, 2025
BTIG, LLC
April 19, 2021 - July 2, 2024
CANTOR FITZGERALD & CO.
July 12, 2017 - April 20, 2021
H.C.WAINWRIGHT & CO., LLC
September 24, 2013 - May 5, 2017
JEFFERIES LLC
July 30, 2010 - December 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2008 - June 30, 2010
J.P. MORGAN SECURITIES LLC
September 10, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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