AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
SP

Seth R. Porter

CORE FINANCIAL
Columbus, OH 43201
Some features on this profile are disabled
CRD#: 5388459
SP

Professional summary


Seth R Porter, who also goes by Seth R. Porter, is a registered financial professional currently at CORE FINANCIAL, LLC located in Columbus, Ohio.

Seth is registered as a RR (Registered Representative) and started their career in finance in 2017. Seth has worked at 2 firms and has passed the Series 63, Series 65 and Series 22TO exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Seth R. Porter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Seth R Porter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 1, 2020 - Present

CORE FINANCIAL, LLC

Office #1: 1086 N. Fourth Street - Suite 108, Columbus, OH 43201
BD
CRD#: 151044
Columbus, OH
Past

September 15, 2017 - January 14, 2020

CORE INVESTMENT ADVISORS LLC

RIA
CRD#: 287852
COLUMBUS, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/1/2020)
RR
Arizona
(10/6/2020)
RR
California
(10/1/2020)
RR
Colorado
(9/3/2020)
RR
Connecticut
(10/2/2020)
RR
Florida
(9/2/2020)
RR
Georgia
(11/12/2020)
RR
Hawaii
(1/11/2021)
RR
Illinois
(10/6/2020)
RR
Kentucky
(10/1/2020)
RR
Louisiana
(9/9/2020)
RR
Maryland
(9/1/2020)
RR
Massachusetts
(10/1/2020)
RR
Michigan
(10/2/2020)
RR
Minnesota
(10/1/2020)
RR
Missouri
(10/1/2020)
RR
Montana
(10/1/2020)
RR
New Hampshire
(11/2/2020)
RR
New Jersey
(10/1/2020)
RR
New York
(10/3/2020)
RR
North Carolina
(10/1/2020)
RR
Ohio
(9/1/2020)
RR
Oregon
(10/6/2020)
RR
Pennsylvania
(10/1/2020)
RR
Texas
(10/5/2020)
RR
Utah
(1/11/2021)
RR
Virginia
(10/1/2020)
RR
Washington
(9/30/2020)
RR
Wisconsin
(1/11/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 9/30/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/28/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 12/27/2019
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm


CF
CORE FINANCIAL, LLC
CORE FINANCIAL, LLC

CRD#: 151044 / SEC#: , 8-68330

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1086 N. Fourth Street - Suite 108, Columbus, OH 43201
Mailing Address
1086 N. Fourth Street - Suite 108, Columbus, OH 43201
Phone number
(614) 485-2500
Established
Ohio since 05/29/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ASPEN BEND PARTNERS LLCPARENT COMPANY (100% OWNER)
SAKOL, DANIEL SCOTTFINOP/PFO/POO2813237
SARKO, THOMAS LOUISPRESIDENT/CCO2902547

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CORE FINANCIAL, LLC

CRD#: 151044Columbus, OH 43201

TRUST BUT VERIFY

Monitor Seth Porter

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Andrew James Lehman
Andrew LehmanAdvisorCheck Check Mark
INSPIRE ADVISORS, LLC
IAR
Columbus, OH
CA
Cody AndersonAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
UPPER ARLINGTON, OH
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics