Tae S. Kim
STRATEGIC ADVISERS LLC | Financial Consultant
HARRINGTON PARK, NJ
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CRD#: 5388341
Professional summary
Tae S. Kim, who also goes by Tae Sung Kim, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Harrington Park, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Paramus, New Jersey.
Tae is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Tae has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
When it comes to options for your investments, I know that you have many. It is always my goal to partner with you and to provide you with an exceptional experience at Fidelity. I want to listen to your story to better understand what is most important to you and your family. My goal is to ensure that we are leveraging the resources of Fidelity effectively and doing everything that we can to help provide you peace of mind when it comes to your financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tae Sung Kim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 56989 | Org Name:Element Education | Org Addr:Harrington Park, NJ, US | Nature of Bus:Providing educational instruction for students in math and science. | Invst Rel:N | Title:co-owner | Duties:Business setup - adminstrative/bookeeping/tech support | Start Dt:09/25/2018 | Total Hrs p/m:20 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Tae S. Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Michigan
Bachelor of Science (BS) - Biology
1997
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 396 North Route 17, Paramus, NJ 07652-2907RIA
CRD#: 104555
HARRINGTON PARK, NJ
Current
November 25, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 396 North Route 17, Paramus, NJ 07652BD
CRD#: 7784
PARAMUS, NJ
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HARRINGTON PARK, NJ
Past
December 3, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PARAMUS, NJ
Past
July 28, 2008 - November 5, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
September 10, 2007 - November 5, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2022)
RR
California(1/4/2019)
RR
Connecticut(1/4/2019)
RR
Delaware(1/4/2019)
RR
District of Columbia(6/4/2021)
RR
Florida(11/29/2013)
RR
Georgia(3/28/2022)
RR
Illinois(5/6/2022)
RR
Kentucky(11/29/2023)
RR
Maryland(3/31/2025)
RR
Massachusetts(7/17/2015)
RR
Michigan(1/4/2019)
RR
Nevada(10/9/2025)
RR
New Hampshire(9/18/2020)
RR
New Jersey(11/25/2013)
IAR
New Jersey(3/31/2025)
RR
New Mexico(10/9/2025)
RR
New York(11/25/2013)
RR
North Carolina(2/16/2016)
RR
Oklahoma(9/12/2018)
RR
Pennsylvania(11/25/2013)
RR
South Carolina(1/6/2016)
RR
Texas(3/25/2023)
IAR
Texas(3/31/2025)
RR
Vermont(11/21/2019)
RR
Virginia(3/4/2022)
RR
Washington(10/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Harrington Park, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
