Sloane R. Ortel
Professional summary
Sloane River Veda Ortel, who also goes by William C. G. Ortel, William Charles Gormley Ortel, Sloane R. V. Ortel, Sloane Ortel, Ortel C. G. William, is a registered financial advisor currently at ETHICAL CAPITAL INVESTMENT COLLABORATIVE located in Provo, Utah.
Sloane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sloane has worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sloane River Veda Ortel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2023 - Present
ETHICAL CAPITAL INVESTMENT COLLABORATIVE
July 30, 2021 - December 31, 2024
ETHICAL CAPITAL INVESTMENT COLLABORATIVE
September 21, 2007 - September 2, 2008
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/17/2023)
Exams
Current Firm
ETHICAL CAPITAL INVESTMENT COLLABORATIVE
CRD#: 316032 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 137 |
| AUM (Assets Under Management) | $ 2,607,227 |
Red Flags
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