Sarah L. Stallins

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CRD#: 5388048

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sarah Lucas Stallins, who also goes by Sarah Miller Lucas, Sarah Lucas, Sarah Lucas Stallins, Sarah Stallins, was a registered financial professional .

Sarah is a previously registered financial professional and started their career in finance in 2009. Sarah had worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sarah Miller Lucas | Sarah Lucas | Sarah Lucas Stallins | Sarah Stallins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 23, 2021 - November 5, 2024

MEASURED RISK PORTFOLIOS

RIA

CRD#: 141422

SAN DIEGO, CA

Past

September 16, 2020 - March 10, 2021

ATLAS LIFESTYLE PLANNING GROUP LLC

RIA

CRD#: 305278

PHOENIX, AZ

Past

August 23, 2018 - October 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Past

August 21, 2018 - October 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHANDLER, AZ

Past

April 27, 2016 - September 18, 2017

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

April 27, 2016 - September 18, 2017

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Past

December 18, 2015 - September 28, 2018

MEASURED RISK PORTFOLIOS

RIA

CRD#: 141422

SAN DIEGO, CA

Past

March 19, 2013 - July 9, 2014

LUCIA SECURITIES, LLC

CRD#: 37179

SAN DIEGO, CA

Past

March 8, 2011 - August 20, 2012

VERTICAL CAPITAL SECURITIES, LLC

CRD#: 154697

IRVINE, CA

Past

May 25, 2010 - September 21, 2010

PRIORITY CAPITAL INVESTMENTS, LLC

CRD#: 150215

SAN DIEGO, CA

Past

November 20, 2009 - April 30, 2010

CAPWEST SECURITIES, INC.

CRD#: 30002

GREELEY, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEASURED RISK PORTFOLIOS

KINGSROAD FINANCIAL & INSURANCE SERVICES | MEASURED RISK PORTFOLIOS, INC. | MEASURED RISK PORTFOLIOS | KINGSROAD FINANCIAL INSURANCE SERVICES, INC.

CRD#: 141422 / SEC#: 801-80124

RIA

Registered Investment Advisory firm - (8/14/2014 Approved)

California

Registered Investment Advisory firm - (10/3/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (9/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/7/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2009

General Securities Representative Examination

Current Firm

MEASURED RISK PORTFOLIOS

KINGSROAD FINANCIAL & INSURANCE SERVICES | MEASURED RISK PORTFOLIOS, INC. | MEASURED RISK PORTFOLIOS | KINGSROAD FINANCIAL INSURANCE SERVICES, INC.

CRD#: 141422 / SEC#: 801-80124

RIA

Registered Investment Advisory firm - (8/14/2014 Approved)

California

Registered Investment Advisory firm - (10/3/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (9/4/2014 Terminated)

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Contact information

Main Address

5230 Carroll Canyon Road #224, San Diego, CA 92121

Mailing Address

Phone number

(858) 935-1125

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,456
AUM (Assets Under Management)	$ 399,968,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah L. Stallins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ATLAS LIFESTYLE PLANNING GROUP LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

MEASURED RISK PORTFOLIOS

LUCIA SECURITIES, LLC

VERTICAL CAPITAL SECURITIES, LLC

PRIORITY CAPITAL INVESTMENTS, LLC

CAPWEST SECURITIES, INC.

Primary Firm SEC Registration

MEASURED RISK PORTFOLIOS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2015

Series 66

Date: 10/7/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2009

Current Firm

MEASURED RISK PORTFOLIOS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEASURED RISK PORTFOLIOS

TRUST BUT VERIFY

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