Thomas A. Ducrot

EUROLINK ADVISORS LLC

NEW ROCHELLE, NY 10801

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CRD#: 5387991

Professional summary

Thomas A Ducrot is a registered financial advisor currently at EUROLINK ADVISORS LLC located in New Rochelle, New York and EUROLINK SECURITIES LLC located in New Rochelle, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIDES & RATIO LLC; HOLDING COMPANY; HOLDING COMPANY THAT WILL HOLD PRIVATE INVESTMENTS and offers consulting services and represent futures funds as well, entity is registered with the NFA/CFTC; Founder, NEW ROCHELLE, NY; 02/2013 2. Ratio Indices LLC, an introducing broker registered with the NFA. Created in 7/2017, New Rochelle, NY, Founder. firm provides consulting on creation of financial indices.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas A Ducrot's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2021 - Present

EUROLINK ADVISORS LLC

Office #1: 1 Radisson Plaza Suite 805, New Rochelle, NY 10801

RIA

CRD#: 165841

NEW ROCHELLE, NY

Current

August 30, 2017 - Present

EUROLINK SECURITIES LLC

Office #1: 1 Radisson Plaza - Suite 805, New Rochelle, NY 10801

CRD#: 165041

New Rochelle, NY

Past

September 9, 2016 - August 24, 2017

PALLADIUM CAPITAL GROUP, LLC

CRD#: 129400

NEW YORK, NY

Past

January 13, 2010 - May 13, 2016

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 7, 2009 - January 11, 2010

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/30/2017)

Connecticut
(8/30/2017)

Florida
(4/24/2023)

Massachusetts
(8/30/2017)

New Jersey
(8/30/2017)

New York
(8/30/2017)

IAR

New York
(3/16/2021)

Texas
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EUROLINK ADVISORS LLC

CRD#: 165841 / SEC#:

New Jersey

Registered Investment Advisory firm - (6/16/2021 Terminated)

New York

Registered Investment Advisory firm - (12/13/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1 Radisson Plaza Suite 805, New Rochelle, NY 10801

Mailing Address

Phone number

(646) 568-7162

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Ducrot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas A Ducrot's CRS (Customer Relationship Summary).

Certified licenses

Experience

EUROLINK ADVISORS LLC

EUROLINK SECURITIES LLC

PALLADIUM CAPITAL GROUP, LLC

MORGAN STANLEY & CO. LLC

NEWEDGE USA, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2020

Series 63

Date: 8/25/2009

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2009

FINRA

Current Firm

EUROLINK ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

EUROLINK ADVISORS LLC

TRUST BUT VERIFY

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