Mario V. Morgan
Professional summary
Mario Vincent Morgan, CFP®, who also goes by Mario V Morgan, Mario VIncent Morgan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Everett, Washington and FIDELITY BROKERAGE SERVICES LLC located in Lynnwood, Washington.
Mario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Mario has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mario Vincent Morgan's CRS (Customer Relationship Summary).
Certified licenses
Education
University of Washington
Bachelor of Arts (BA) - Global Studies
2002
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 18825 33rd Ave W Ste 200, Lynnwood, WA 98036-4747January 3, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 18825 33rd Ave W., Ste 200, Lynnwood, WA 98036-4747July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 20, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
December 15, 2010 - December 9, 2011
USAA FINANCIAL PLANNING SERVICES
December 13, 2010 - December 9, 2011
USAA FINANCIAL ADVISORS, INC.
August 11, 2010 - November 16, 2010
CHASE INVESTMENT SERVICES CORP.
August 6, 2010 - November 16, 2010
CHASE INVESTMENT SERVICES CORP.
July 8, 2008 - July 30, 2010
EDWARD JONES
June 4, 2008 - July 30, 2010
EDWARD JONES
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2021)
(1/5/2012)
(1/9/2017)
(1/3/2012)
(7/26/2021)
(10/8/2021)
(8/8/2020)
(5/2/2019)
(8/8/2020)
(3/2/2024)
(5/6/2022)
(8/26/2020)
(4/5/2021)
(1/20/2025)
(3/2/2024)
(9/26/2022)
(3/8/2022)
(9/9/2022)
(3/4/2022)
(12/17/2021)
(3/31/2025)
(8/20/2025)
(1/4/2012)
(3/31/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Everett, WATRUST BUT VERIFY
Monitor Mario Morgan
Get automatic monthly alerts on:
