SH
Steven K. Harris
TRUIST ADVISORY SERVICES
LAKELAND, FL 33801
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CRD#: 5387690
SH
Professional summary
Steven Keith Harris JR., who also goes by Steven K Harris Jr., Steven Keith Harris, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Lakeland, Florida and TRUIST INVESTMENT SERVICES, INC. located in Lakeland, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven K Harris Jr. | Steven Keith Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HARRIS AND CO. INVESTMENT GROUP LLC. POSITION: President NATURE: This business will hold real estate property (a second home purchase in Rabun Gap, GA). It will be rented out part of the year. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: Lakeland FL, United States DESCRIPTION: We will be using a property management company to manage the cabin rental when we aren't using it as a second home. Duties/responsibilities include filing proper documents with municipalities and maintaining the home. Receiving rental income.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Keith Harris JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 114 N Tennessee Ave, Lakeland, FL 33801RIA
CRD#: 283390
LAKELAND, FL
Current
March 17, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 114 N Tennessee Ave, Lakeland, FL 33801Office #2: 5980 Imperial Pkwy, Mulberry, FL 33860Office #3: 3005 Lakeland Highlands Rd, Lakeland, FL 33803Office #4: 5441 N Socrum Loop Rd, Lakeland, FL 33809Office #5: 99 Us Highway 17 92 W, Haines City, FL 33844Office #6: 102 E Central Ave, Lake Wales, FL 33853Office #7: 255 W Main St, Bartow, FL 33830BD
CRD#: 17499
Lakeland, FL
Past
March 18, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
LAKELAND, FL
Past
October 16, 2009 - March 27, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
EUSTIS, FL
Past
September 30, 2009 - March 27, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
EUSTIS, FL
Past
July 24, 2008 - September 29, 2009
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
EUSTIS, FL
Past
September 18, 2007 - May 20, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
WINTER HAVEN, FL
Past
August 24, 2007 - May 20, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
WINTER HAVEN, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2025)
RR
Arkansas(1/28/2025)
RR
California(5/12/2021)
RR
Colorado(4/4/2019)
RR
Connecticut(5/12/2021)
RR
District of Columbia(5/12/2021)
RR
Florida(3/17/2014)
IAR
Florida(9/14/2016)
RR
Georgia(3/17/2014)
RR
Illinois(2/22/2022)
RR
Indiana(3/18/2020)
RR
Kentucky(5/21/2021)
RR
Maryland(11/1/2018)
RR
Michigan(8/20/2024)
RR
Nebraska(2/29/2024)
RR
New Jersey(9/30/2016)
RR
New Mexico(5/14/2021)
RR
New York(7/2/2020)
RR
North Carolina(11/5/2021)
RR
Ohio(4/29/2020)
RR
Pennsylvania(2/8/2022)
RR
Puerto Rico(9/17/2024)
RR
South Carolina(3/18/2020)
RR
Tennessee(8/2/2018)
RR
Texas(9/20/2016)
RR
Virginia(2/22/2022)
RR
Wisconsin(5/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Lakeland, FL 33801TRUST BUT VERIFY
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