Paul H. Dickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Harvey Dickson, who also goes by Paul Harvey Dick, Paul Dickson, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2007. Paul had worked at 5 firms and has passed the Series 63, Series 79TO, Series 62, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2026 - August 20, 2026
EXEMPLAR CAPITAL, LLC
December 15, 2020 - August 25, 2025
FOCUS SECURITIES LLC
January 26, 2018 - January 2, 2019
GT SECURITIES, INC.
February 26, 2014 - January 25, 2016
GT SECURITIES, INC.
June 12, 2008 - February 17, 2012
STARLIGHT FUNDING INVESTMENTS, LLC
October 1, 2007 - March 18, 2008
URCHIN CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Passed: 1/2/2023
Current Firm
EXEMPLAR CAPITAL, LLC
CRD#: 155786 / SEC#: , 8-68740
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
