Angela Y. Lieh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Y Lieh, who also goes by Angela Yerim Lieh, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2007. Angela had worked at 5 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2012 - November 19, 2013
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
March 6, 2012 - October 16, 2012
BANCO VOTORANTIM SECURITIES, INC.
June 1, 2010 - March 16, 2012
CITIGROUP GLOBAL MARKETS INC.
July 24, 2008 - June 8, 2010
YOUNG & PARTNERS LLC
September 6, 2007 - June 24, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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