Bryan N. Garris

TRIAGEN WEALTH MANAGEMENT LLC

Calabasas, CA 91302

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CRD#: 5386345

Professional summary

Bryan Nicholas Garris, CFP® is a registered financial advisor currently at TRIAGEN WEALTH MANAGEMENT LLC located in Calabasas, California and M. S. HOWELLS & CO. located in Calabasas, California.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Bryan has worked at 4 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAY 2020; MS HOWELLS & CO. CALABASAS, CA; INVESTMENT RELATED; REGISTERED BROKER-DEALER; REGISTERED REPRESENTATIVE; DEVOTE 8-10 HRS/MONTH DURING MARKET HOURS. MAY 2020: INSURANCE SERVICES, CALABASAS, CA; INVESTMENT RELATED; LIFE, DISABILITY, AND LTC INSURANCE; INSURANCE AGENT; DEVOTE 10 HRS/MONTH, 5 HRS DURING MARKET HOURS; MARCH 2020; 1. G5 ENDEAVORS, INC.; Investment related- Yes; 23801 Calabasas Rd STE 1010, CA 91302; Nature-S-Corp- 50% owner of TriaGen Wealth Management LLC; Position/Title- Owner; Start date- 3.26.20; 2 hours during market hours, 0 hours during trading hours; Description- G5 is owner of RIA, no additional duties outside managing RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Nicholas Garris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 15, 2020 - Present

TRIAGEN WEALTH MANAGEMENT LLC

Office #1: 23801 Calabasas Road Suite 1010, Calabasas, CA 91302

RIA

CRD#: 308457

Calabasas, CA

Current

May 15, 2020 - Present

M. S. HOWELLS & CO.

Office #1: 23801 Calabasas Road #1010, Calabasas, CA 91302

CRD#: 104100

Calabasas, CA

Past

December 15, 2008 - May 27, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

Los Angeles, CA

Past

December 12, 2008 - May 27, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Los Angeles, CA

Past

October 24, 2008 - January 6, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SANTA MONICA, CA

Past

September 10, 2008 - January 6, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIAGEN WEALTH MANAGEMENT LLC

CRD#: 308457 / SEC#: 801-118681

RIA

Registered Investment Advisory firm - (5/8/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/15/2020)

California
(5/15/2020)

IAR

California
(5/15/2020)

Florida
(5/15/2020)

Hawaii
(5/15/2020)

Idaho
(5/15/2020)

Minnesota
(5/15/2020)

New Jersey
(5/15/2020)

Oregon
(5/15/2020)

IAR

Texas
(5/15/2020)

Texas
(8/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/13/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 10/3/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/9/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRIAGEN WEALTH MANAGEMENT LLC

CRD#: 308457 / SEC#: 801-118681

RIA

Registered Investment Advisory firm - (5/8/2020 Approved)

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Contact information

Main Address

23801 Calabasas Road Suite 1010, Calabasas, CA 91302

Mailing Address

Phone number

(818) 732-8553

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIAGEN WEALTH MANAGEMENT LLC - DISCLOSURE BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,422
AUM (Assets Under Management)	$ 473,557,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan N. Garris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Nicholas Garris's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

TRIAGEN WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2008

SIE

Date: 10/1/2018

Series 3

Date: 5/13/2011

Series 31

Date: 10/3/2008

Series 7

Date: 9/9/2008

FINRA

Current Firm

TRIAGEN WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIAGEN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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