Catherine A. Boudreaux

SUMMIT FINANCIAL WEALTH ADVISORS

Lafayette, LA 70503

Some features on this profile are disabled

CRD#: 5386329

Professional summary

Catherine Anne Boudreaux, AIF®, who also goes by Catherine Anne Deslatte, Catherine Deslatte, is a registered financial advisor currently at SUMMIT FINANCIAL WEALTH ADVISORS located in Lafayette, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Lafayette, Louisiana.

Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Catherine has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catherine Anne Deslatte | Catherine Deslatte

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUMMIT FINANCIAL WEALTH ADVISORS.INVESTMENT RELATED.SAME AS REGISTERED LOCATION. RIA. ADMINISTRATIVE ASSISTANT. 10/2023.40. 32.5. FINANCIAL PLANNING AND ASSET MANAGEMENT. CATHERINE BOUDREAUX - NOTARY. NOT INVESTMENT RELATED. MAURICE, LA. NOTARY. 01/2011. NOTARY PUBLIC. 0. 0. NOTARY PUBLIC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Anne Boudreaux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 5, 2024 - Present

SUMMIT FINANCIAL WEALTH ADVISORS

Office #1: 1021 E. St. Mary Blvd., Lafayette, LA 70503

RIA

CRD#: 171278

Lafayette, LA

Current

February 27, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1021 E St Mary Blvd, Lafayette, LA 70503

CRD#: 35747

Lafayette, LA

Past

September 18, 2023 - January 5, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LAFAYETTE, LA

Past

September 18, 2023 - February 26, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LAFAYETTE, LA

Past

October 25, 2011 - September 26, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LAFAYETTE, LA

Past

November 24, 2008 - September 26, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LAFAYETTE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT FINANCIAL WEALTH ADVISORS

SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC

CRD#: 171278 / SEC#: 801-79686

RIA

Registered Investment Advisory firm - (5/21/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(1/5/2024)

Louisiana
(2/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SUMMIT FINANCIAL WEALTH ADVISORS

SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC

CRD#: 171278 / SEC#: 801-79686

RIA

Registered Investment Advisory firm - (5/21/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1021 E. St. Mary Blvd., Lafayette, LA 70503

Mailing Address

P O Box 53007, Lafayette, LA 70505

Phone number

(337) 232-1141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT FINANCIAL WEALTH ADVISORS DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,620
AUM (Assets Under Management)	$ 1,421,450,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Minh Pham

NYLIFE SECURITIES LLC

Lafayette, LA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Catherine A. Boudreaux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Anne Boudreaux's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

SUMMIT FINANCIAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2008

Series 24

Date: 11/9/2009

FINRA

Current Firm

SUMMIT FINANCIAL WEALTH ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT FINANCIAL WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors