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Erik C. Napp

HEDGEBAY SECURITIES LLC
Westport, CT 06880
Some features on this profile are disabled
CRD#: 5386214
EN

Professional summary

Erik C Napp, who also goes by Erik Christopher Napp, is a registered financial professional currently at HEDGEBAY SECURITIES LLC located in Westport, Connecticut.

Erik is registered as a RR (Registered Representative) and started their career in finance in 2008. Erik has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Erik Christopher Napp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erik C Napp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2025 - Present

HEDGEBAY SECURITIES LLC

Office #1: 62 Post Road West, Westport, CT 06880
BD
CRD#: 121136
Westport, CT
Past

September 13, 2023 - September 17, 2024

CORPORATE PARTNERS & CO. LLC

BD
CRD#: 168356
NEW YORK, NY
Past

August 5, 2008 - December 4, 2018

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

April 9, 2008 - August 14, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/10/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HEDGEBAY SECURITIES LLC
CENTRE CAPITAL ADVISORS, LLC | HEDGEBAY SECURITIES LLC

CRD#: 121136 / SEC#: , 8-65385

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
62 Post Road West, Westport, CT 06880
Mailing Address
62 Post Road West, Westport, CT 06880
Phone number
(203) 227-9588
Established
Delaware since 11/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HEDGEBAY HOLDINGS LLCOWNER
HERMAN, JARED ROSSPRESIDENT2167084
KURIAN, ANDREW SPENCERMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND FINOP, PFO & POO2756309
LEDERER, JAMES ROBERTGENERAL COUNSEL6866034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEDGEBAY SECURITIES LLC

CRD#: 121136Westport, CT 06880

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