Christopher T. Norton
Professional summary
Christopher Todd Norton is a registered financial professional currently at SUTTER SECURITIES INCORPORATED located in Boca Raton, Florida and BOUSTEAD SECURITIES, LLC located in Irvine, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Todd Norton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2023 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 2500 N. Military Trail Suite 306, Boca Raton, FL 33431October 4, 2023 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618February 15, 2019 - August 28, 2023
I-BANKERS DIRECT, LLC
January 16, 2015 - February 22, 2019
AEGIS CAPITAL CORP.
April 12, 2012 - January 13, 2015
IAA FINANCIAL LLC
December 5, 2011 - April 18, 2012
OBSIDIAN FINANCIAL GROUP, LLC
July 18, 2011 - December 5, 2011
BROOKSTONE SECURITIES, INC.
October 1, 2010 - July 13, 2011
BLACKBOOK CAPITAL, LLC
March 27, 2009 - May 7, 2010
PRESTIGE FINANCIAL CENTER, INC.
January 23, 2009 - March 30, 2009
JOHN THOMAS FINANCIAL
April 9, 2008 - February 20, 2009
OBSIDIAN FINANCIAL GROUP, LLC
August 9, 2007 - April 15, 2008
WESTROCK ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2023)
(9/13/2023)
(9/11/2023)
(10/10/2023)
(8/29/2023)
(10/11/2023)
(9/12/2023)
(9/25/2023)
(9/11/2024)
(9/11/2023)
(12/7/2023)
(10/10/2023)
(9/5/2023)
(9/29/2023)
(9/11/2023)
(9/1/2023)
(9/11/2023)
(9/26/2023)
(9/12/2023)
(9/11/2023)
(9/15/2023)
(9/27/2023)
(9/12/2023)
(9/11/2023)
(9/12/2023)
(8/29/2023)
(9/12/2023)
(8/28/2023)
(9/14/2023)
(9/13/2023)
(9/12/2023)
(9/23/2023)
(8/28/2023)
(8/29/2023)
(9/12/2023)
(9/19/2023)
(9/12/2023)
(9/1/2023)
(8/30/2023)
(9/13/2023)
(4/4/2024)
(8/29/2023)
(9/21/2023)
(9/13/2023)
(9/16/2023)
(9/12/2023)
(9/14/2023)
(9/12/2023)
(9/12/2023)
Exams
FINRA
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
BOUSTEAD SECURITIES, LLC
CRD#: 141391Boca Raton, FL 33431TRUST BUT VERIFY
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