TD
Travis A. Drown
VICUS CAPITAL
Columbia, MD 21044
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CRD#: 5385802
TD
Professional summary
Travis Alexander Drown is a registered financial advisor currently at VICUS CAPITAL, INC. located in Columbia, Maryland and CETERA WEALTH SERVICES, LLC located in Columbia, Maryland.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Travis has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, DARREL DROWN FINANCIAL SERVICES, PFG/MGA, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, FOR 40HRS/WK, SINCE 1/2012, 2. DROWN FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE & FINANCIAL SERVICES, START 01/2015, 40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT, REGISTERED REPRESENTATIVE; 3. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 06/2018 APX NUMBER OF HOURS PER WEEK: 16 APX NUMBER OF HOURS DURING TRADING HOURS: 16 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT 4. NAME OF OTHER BUSINESS: DROWN FINANCIAL SERVICES, LLC; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR EXPENSES; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT/CEO; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSES, ACCOUNTING; 5. NAME OF OTHER BUSINESS: MOSAIC CHRISTIAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 6845 DEERPATH RD, ELKRIDGE, MD, 21075; NATURE OF BUSINESS: BOARD; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEEING THE CHURCH'S FINANCES AS A PIECE OF THE OVERALL FINANCE TEAM;
CRS (Client Relationship Summary) - RIA
Click below to view Travis Alexander Drown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2018 - Present
VICUS CAPITAL, INC.
Office #1: 10490 Little Patuxent Parkway, #200, Columbia, MD 21044RIA
CRD#: 116021
Columbia, MD
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10490 Little Patuxent Pkw #200, Columbia, MD 21044BD
CRD#: 13572
Columbia, MD
Past
February 11, 2013 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
COLUMBIA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2021)
RR
Arizona(1/3/2022)
RR
Arkansas(1/4/2021)
RR
California(1/27/2015)
RR
Colorado(1/7/2020)
RR
Delaware(1/4/2021)
RR
Florida(7/11/2014)
RR
Georgia(1/16/2015)
RR
Idaho(1/4/2021)
RR
Illinois(12/7/2021)
RR
Indiana(1/4/2021)
RR
Maryland(9/3/2013)
IAR
Maryland(1/11/2018)
RR
Massachusetts(9/19/2019)
RR
Michigan(12/4/2015)
RR
New Hampshire(1/4/2021)
RR
New York(4/10/2025)
RR
North Carolina(11/27/2020)
RR
Ohio(1/4/2021)
RR
Oregon(1/28/2015)
RR
Pennsylvania(1/4/2021)
RR
South Carolina(1/4/2021)
RR
Texas(12/23/2021)
IAR
Texas(9/13/2022)
RR
Virginia(1/27/2015)
RR
Washington(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
