Daniel G. Wolpert

ARES MANAGEMENT CAPITAL MARKETS

New York, NY 10167

CRD#: 5385657

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Professional summary

Daniel G Wolpert, who also goes by Daniel Wolpert, Dan Wolpert, is a registered financial professional currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7 and Series 24 exams.

Aliases

Daniel Wolpert | Dan Wolpert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel G Wolpert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2025 - Present

ARES MANAGEMENT CAPITAL MARKETS LLC

Office #1: 245 Park Avenue 44th Floor, New York, NY 10167

CRD#: 166219

New York, NY

Past

August 19, 2020 - November 15, 2024

SIXTH STREET BD, LLC

CRD#: 281933

New York, NY

Past

June 24, 2016 - August 3, 2020

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

May 24, 2013 - June 7, 2016

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

May 9, 2013 - September 6, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

January 16, 2013 - May 8, 2013

GHS TRADING LLC

CRD#: 158195

NEW YORK, NY

Past

September 24, 2012 - May 8, 2013

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

NEW YORK, NY

Past

May 20, 2011 - September 19, 2012

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

CRD#: 8010

NEW YORK, NY

Past

April 18, 2011 - September 19, 2012

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

November 12, 2008 - April 15, 2011

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/11/2025)

Exams

State Security Law Exam

Series 63

Date: 1/27/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/11/2015

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 11/11/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARES MANAGEMENT CAPITAL MARKETS LLC

ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219 / SEC#: , 8-69194

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1200 17th Street Suite 2900, Denver, CO 80202

Mailing Address

1200 17th Street Suite 2900, Denver, CO 80202

Phone number

(303) 869-4600

Established

Delaware since 01/20/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARES MANAGEMENT LLC	MEMBER	130074
BRAUN, HEATHER GROSSMAN	CO-CEO	3141608
INFANGER, MARK CHARLES	CFO AND FINOP	2369723
MAGNER, BRIAN	CCO	3069172
TAYLOR, JEFFREY WILLIAM	CO-CEO	2874057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel G. Wolpert

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel G Wolpert's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIXTH STREET BD, LLC

SG AMERICAS SECURITIES, LLC

CLSA AMERICAS, LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

GHS TRADING LLC

GLOBAL HUNTER SECURITIES, LLC

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

CANTOR FITZGERALD & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/2009

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 8/11/2015

Series 7

Date: 11/11/2008

Series 24

Date: 11/6/2010

FINRA

Current Firm

ARES MANAGEMENT CAPITAL MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARES MANAGEMENT CAPITAL MARKETS LLC

TRUST BUT VERIFY

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