Syde N. Katter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Syde Noland Katter was a registered financial professional .
Syde is a previously registered financial professional and started their career in finance in 2007. Syde had worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 79, Series 82, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2020 - December 1, 2023
BRYAN GARNIER SECURITIES, LLC
June 27, 2017 - December 19, 2019
BERINGER FINANCE US INC.
January 14, 2008 - July 2, 2008
MORGAN STANLEY & CO. LLC
December 19, 2007 - July 2, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/17/2021
General Securities Representative ExaminationCurrent Firm
BRYAN GARNIER SECURITIES, LLC
CRD#: 152528 / SEC#: , 8-68463
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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