Francis P. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Patrick Gallagher, who also goes by Fritz Patrick Gallagher III, Fritz Gallagher, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2007. Francis had worked at 3 firms and has passed the Series 63, Series 16, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2010 - August 10, 2012
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
April 22, 2008 - April 15, 2010
FM PARTNERS HOLDINGS LLC
September 14, 2007 - November 28, 2007
NOLLENBERGER CAPITAL PARTNERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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