Robert V. Shabkie

PATHLIGHT WEALTH MANAGEMENT

SAN DIEGO, CA 92127

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CRD#: 5383370

Professional summary

Robert V Shabkie, CFP® is a registered financial advisor currently at PATHLIGHT WEALTH MANAGEMENT located in San Diego, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 9655 GRANITE RIDGE DRIVE SUITE 2074; LA MESA; CA; 91942; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/3/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS; 2) NAME OF ENTITY:LAW OFFICE OF ROBERT SHABKIE; NO; 9655 GRANITE RIDGE DRIVE, SUITE 2074; SAN DIEGO; CA; 92123; PREPARATION OF ESTATE PLANNING DOCUMENTS FOR CLIENTS, OCCASIONAL ADMINISTRATION OF DECEDENT'S PROBATE OR TRUST ESTATES; ATTORNEY; 5/14/2018; 20; 0; DISCUSS ESTATE PLANNING STRATEGIES FOR INDIVIDUAL CLIENTS, CREATE DOCUMENTS TO IMPLEMENT PLANNING GOALS; 3) NAME OF ENTITY:ROBERT SHABKIE - RENTAL PROPERTY; NO; 9655 GRANITE RIDGE DRIVE, SUITE 200, SAN DIEGO, CA 92123; GREENVILLE; SC; 29611; RENTAL PROPERTY; OWNER; 10/11/2020; 2; 0; MANAGE PROPERTY AND COLLECT RENT; 4) NAME OF ENTITY:ROBERT SHABKIE-GREENVILLE RENTAL; NO; 214 DARLINGTON AVENUE, GREENVILLE, SC 29609; GREENVILLE; SC; 29609; RENTAL PROPERTY; OWNER; 6/1/2021; 2; 0; MANAGE UPKEEP AND ISSUES WITH TENANTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert V Shabkie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

August 9, 2024 - Present

PATHLIGHT WEALTH MANAGEMENT

Office #1: 17085 Via Del Campo, San Diego, CA 92127

RIA

CRD#: 331642

SAN DIEGO, CA

Past

June 29, 2023 - August 8, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SAN DIEGO, CA

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN DIEGO, CA

Past

June 9, 2021 - August 8, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN DIEGO, CA

Past

August 27, 2010 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SAN DIEGO, CA

Past

August 12, 2010 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2010

General Securities Representative Examination

Current Firm

PATHLIGHT WEALTH MANAGEMENT

PATHLIGHT WEALTH MANAGEMENT | PATHLIGHT WEALTH MANAGEMENT, LLC

CRD#: 331642 / SEC#:

California

Registered Investment Advisory firm - (8/9/2024 Approved)

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Contact information

Main Address

17085 Via Del Campo, San Diego, CA 92127

Mailing Address

Po Box 27075, San Diego, CA 92198

Phone number

(858) 436-1340

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 20,708,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert V. Shabkie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert V Shabkie's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHLIGHT WEALTH MANAGEMENT

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2010

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2010

Current Firm

PATHLIGHT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATHLIGHT WEALTH MANAGEMENT

TRUST BUT VERIFY

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