Matthew J. Pike

EMPOWER ADVISORY GROUP

Lancaster, PA

Some features on this profile are disabled

CRD#: 5382921

Professional summary

Matthew Jameson Pike, who also goes by Matthew Pike, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Lancaster, Pennsylvania and EMPOWER FINANCIAL SERVICES, INC. located in Lancaster, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Pike

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jameson Pike's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2017 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Lancaster, PA

Current

July 1, 2015 - Present

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

Lancaster, PA

Past

June 14, 2013 - June 29, 2015

PFM FUND DISTRIBUTORS, INC.

CRD#: 114474

HARRISBURG, PA

Past

May 29, 2012 - June 7, 2013

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

September 7, 2007 - July 16, 2010

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/15/2024)

Alaska
(8/15/2024)

Arizona
(8/15/2024)

Arkansas
(8/15/2024)

California
(8/15/2024)

Connecticut
(8/15/2024)

Delaware
(8/15/2024)

Georgia
(8/15/2024)

Hawaii
(8/15/2024)

Idaho
(8/15/2024)

Illinois
(8/15/2024)

Indiana
(8/15/2024)

Iowa
(8/15/2024)

Kansas
(8/15/2024)

Kentucky
(8/15/2024)

Maine
(8/15/2024)

Massachusetts
(8/15/2024)

Michigan
(8/15/2024)

Minnesota
(8/15/2024)

Mississippi
(8/15/2024)

Missouri
(8/15/2024)

Montana
(8/15/2024)

Nebraska
(8/15/2024)

Nevada
(8/15/2024)

New Hampshire
(8/15/2024)

New Jersey
(8/15/2024)

New Mexico
(8/15/2024)

New York
(8/15/2024)

North Carolina
(8/15/2024)

North Dakota
(8/15/2024)

Oklahoma
(8/15/2024)

Oregon
(8/15/2024)

Pennsylvania
(7/1/2015)

IAR

Pennsylvania
(8/25/2017)

Rhode Island
(8/15/2024)

South Carolina
(8/15/2024)

South Dakota
(8/15/2024)

Tennessee
(8/15/2024)

Texas
(8/15/2024)

Utah
(8/15/2024)

Vermont
(8/15/2024)

Virginia
(8/15/2024)

Washington
(8/15/2024)

West Virginia
(8/15/2024)

Wisconsin
(8/15/2024)

Wyoming
(8/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/5/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/19/2023

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew J. Pike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jameson Pike's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

PFM FUND DISTRIBUTORS, INC.

VANGUARD MARKETING CORPORATION

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2017

Series 63

Date: 8/14/2007

SIE

Date: 10/1/2018

Series 6

Date: 9/5/2007

Series 26

Date: 12/19/2023

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors