Kimberly A. Quintero

INGALLS INVESTMENT MANAGEMENT

NEW YORK, NY 10020

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CRD#: 5382186

Professional summary

Kimberly Ann Quintero, who also goes by Kimberly Ann Pike, Kimberly Pike, is a registered financial advisor currently at INGALLS INVESTMENT MANAGEMENT, LLC located in New York, New York and INGALLS & SNYDER, LLC located in New York, New York.

Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kimberly has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Kimberly Ann Pike | Kimberly Pike

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Ann Quintero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2026 - Present

INGALLS INVESTMENT MANAGEMENT, LLC

Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020

RIA

CRD#: 343369

NEW YORK, NY

Current

May 18, 2021 - Present

INGALLS & SNYDER, LLC

Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020Office #2: 1 Rockefeller Plaza 7th Floor, New York, NY 10020

RIA

CRD#: 2288

NEW YORK, NY

Past

May 18, 2021 - August 10, 2026

INGALLS & SNYDER, LLC

RIA

CRD#: 2288

NEW YORK, NY

Past

December 9, 2011 - May 10, 2021

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

NEW YORK, NY

Past

December 9, 2011 - May 10, 2021

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

NEW YORK, NY

Past

January 20, 2010 - November 29, 2011

CONSTELLATION WEALTH ADVISORS LLC

CRD#: 142502

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INGALLS INVESTMENT MANAGEMENT, LLC

CRD#: 343369 / SEC#: 801-5016

RIA

Registered Investment Advisory firm - (8/21/1968 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/18/2021)

IAR

California
(8/10/2026)

Connecticut
(5/18/2021)

Florida
(5/18/2021)

Hawaii
(5/18/2021)

Massachusetts
(5/18/2021)

New Jersey
(5/18/2021)

New York
(5/18/2021)

IAR

New York
(8/10/2026)

Oregon
(5/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INGALLS INVESTMENT MANAGEMENT, LLC

CRD#: 343369 / SEC#: 801-5016

RIA

Registered Investment Advisory firm - (8/21/1968 Approved)

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Contact information

Main Address

1 Rockefeller Plaza 7th Floor, New York, NY 10020

Mailing Address

Phone number

(212) 269-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IIM_BROCHURE_07012026 (7/24/2026)

Regulatory assets under management

Total Number of Accounts	4,453
AUM (Assets Under Management)	$ 7,826,602,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kimberly A. Quintero

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Ann Quintero's CRS (Customer Relationship Summary).

Certified licenses

Experience

INGALLS & SNYDER, LLC

INGALLS & SNYDER, LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

CONSTELLATION WEALTH ADVISORS LLC

Primary Firm SEC Registration

INGALLS INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2010

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2009

FINRA

Current Firm

INGALLS INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INGALLS INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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