Michael L. Kleinstein
Professional summary
Michael L Kleinstein, who also goes by Michael Lance Kleinstein, Mike Kleinstein, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael L Kleinstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 5, 2015 - June 30, 2021
ALT FUND DISTRIBUTORS LLC
June 29, 2012 - December 31, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
November 10, 2010 - November 30, 2011
FINANCIAL PRODUCTS, LLC
January 15, 2008 - March 12, 2010
BNY MELLON SECURITIES CORPORATION
October 16, 2007 - March 12, 2010
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/3/2023)
(1/3/2023)
(1/3/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
