Jeffrey J. Savois

DIAMOND CLIENT GROUP

The Woodlands, TX 77380

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CRD#: 5381571

Professional summary

Jeffrey James Savois, who also goes by Jeff James Savois, Jeff Savois, Jeffrey J Savois, Jeffrey Savois, is a registered financial advisor currently at DIAMOND CLIENT GROUP, LLC located in The Woodlands, Texas and VANDERBILT SECURITIES, LLC located in The Woodlands, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff James Savois | Jeff Savois | Jeffrey J Savois | Jeffrey Savois

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Diamond Client Group, LLC. investment related. Start date: 03/13/2023. Address: 9595 Six Pines Dr Suite 6200, The Woodlands Texas, 77380. Title: Financial Advisor. Duties: Provide Investment advice/management and Financial Planning for clients. Time spent during regular hours: 60%. 2) Diamond Client Group, LLC. Not investment related. Start date: 03/13/2023. Address: 9595 Six Pines Dr Suite 6200, The Woodlands Texas, 77380. Title: Insurance Sales. Duties: Sales/Service individual Life, Dental, Health, Long-Term Care through various insurance companies. Fixed Insurance only. Time spent during regular hours: 10%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey James Savois's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2023 - Present

DIAMOND CLIENT GROUP, LLC

Office #1: 9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

RIA

CRD#: 310570

The Woodlands, TX

Current

November 10, 2023 - Present

VANDERBILT SECURITIES, LLC

Office #1: 9595 Six Pines Dr., Ste 6200, The Woodlands, TX 77380

CRD#: 5953

The Woodlands, TX

Past

March 10, 2023 - November 10, 2023

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

The Woodlands, TX

Past

March 25, 2017 - March 13, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HOUSTON, TX

Past

March 25, 2017 - March 13, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

March 1, 2011 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

HOUSTON, TX

Past

September 11, 2007 - March 19, 2009

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

HOUSTON, TX

Past

August 29, 2007 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(3/12/2023)

Louisiana
(11/10/2023)

Michigan
(11/10/2023)

Nevada
(1/2/2025)

IAR

Texas
(3/12/2023)

Texas
(11/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/16/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

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Contact information

Main Address

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 319-1555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A DIAMOND CLIENT GROUP (10/1/2025)

Regulatory assets under management

Total Number of Accounts	628
AUM (Assets Under Management)	$ 117,334,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey J. Savois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey James Savois's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANDERBILT SECURITIES, LLC

PEAK BROKERAGE SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DIAMOND CLIENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2010

Series 63

Date: 2/11/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2011

Series 6

Date: 8/16/2007

FINRA

Current Firm

DIAMOND CLIENT GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIAMOND CLIENT GROUP, LLC

TRUST BUT VERIFY

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