Briana Oltmann
CETERA INVESTMENT ADVISERS LLC
JOHNSTOWN, OH 43031
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CRD#: 5381561
Professional summary
Briana Oltmann, CFP®, who also goes by Briana Williams, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Johnstown, Ohio and CETERA WEALTH SERVICES, LLC located in Johnstown, Ohio.
Briana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Briana has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Briana Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Allianz Life Insurance Company of North America 5701 Golden Hills Dr. Minneapolis MN 55416 Insurance Agent Insurance Sales Agent 6/1/2016 10hrs~10hrs Offering annuity and insurance products to clients based on their financial situation and goals. 2) Charles E. Williams & Associates, Inc 27 E. Coshocton St. Johnstown OH 43031 Accounting Tax Preparation/Accounting 6/1/2016 80hrs~80hrs Management and execution of tax and accounting services for clients. 3) Lincoln Financial Distributors 350 Church St Hartford CT 06103 Insurance Agent Insurance Sales Agent 6/1/2016 10hrs~10hrs Offering annuity and insurance products to clients based on their financial situation and goals. 4) Sammons Retirement Solution 5801 SW 6th Ave Topeka KS 66636 Insurance Agent Insurance Sales Agent 8/16/2016 5hrs~5hrs Provide annuity products to client's as they fit their retirement/financial goals. 5) Thefamilybusinesslife.com 27 E. Coshocton St. Johnstown OH 43031 Writer/Publisher Owner/Sole Proprietor 8/1/2016 25hrs~0hrs Writing a blog about family, family business, and lifestyle 6) MARY E. BABCOCK FOUNDATION POSITION: Director (Board of Directors) NATURE: I am a member of the board of directors. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 57 S. Main Street, Johnstown OH 43031-0545, United States DESCRIPTION: I will help oversee funding of educational and cultural projects in the Johnstown, OH area. 7) 27 E COSHOCTON LLC POSITION: sole member NATURE: Owns the building at 27 E. Coshocton Street Johnstown, OH 43031rented by Charles E. Williams & Associates, Inc (dba CE Williams Financial) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2022 ADDRESS: 27 E. Coshocton Street, Johnstown OH 43031-0545, United States DESCRIPTION: As a single-member LLC, I bought the office building where my company is located. My main duty is to pay the mortgage payment. 8) C.E. WILLIAMS & CO. FINANCIAL GROUP POSITION: CEO NATURE: DBA for Charles E. Williams & Associates, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2025 ADDRESS: 27 E. Coshocton Street, Johnstown OH 430310545, United States DESCRIPTION: Same as that ofCharles E. Williams & Associates, Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Briana Oltmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 11466 Duncan Plains Rd, Johnstown, OH 43031RIA
CRD#: 105644
JOHNSTOWN, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 27 E. Coshocton Street, Johnstown, OH 43031-0545BD
CRD#: 13572
JOHNSTOWN, OH
Past
February 12, 2015 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
JOHNSTOWN, OH
Past
August 10, 2007 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
JOHNSTOWN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(9/18/2025)
RR
Florida(9/18/2025)
RR
Michigan(9/18/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Johnstown, OH 43031TRUST BUT VERIFY
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