Terrence P. Fergus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Patrick Fergus was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 2009. Terrence had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - March 13, 2019
INVERNESS SECURITIES, LLC
January 20, 2011 - January 28, 2011
MVP AMERICAN SECURITIES
December 24, 2009 - December 31, 2016
SAFEGUARD SECURITIES, INC.
December 22, 2009 - December 31, 2009
AMERICA NORTHCOAST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVERNESS SECURITIES, LLC
CRD#: 129914 / SEC#: , 8-66278
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
