Ashley Brown
Professional Summary
Ashley Brown, who also goes by Ashley Brooke Benton, Ashley B Benton-cooper, Ashley Benton-cooper, Ashley Brooke Benton-cooper, Ashley Brooke Cooper, is a registered financial advisor currently at ANCORA PRIVATE WEALTH ADVISORS, LLC located in Cleveland, Ohio and INVERNESS SECURITIES, LLC located in Cleveland, Ohio. Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ashley has worked at 13 firms and has passed the...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ashley Brooke Benton, Ashley B Benton-Cooper, Ashley Benton-Cooper, Ashley Brooke Benton-Cooper, Ashley Brooke Cooper
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
ANCORA | TCG ASSET MANAGEMENT, LLC | TCG ASSET MANAGEMENT | INVERNESS INVESTMENT GROUP, LLC | ANCORA PRIVATE WEALTH ADVISORS, LLC | ANCORA INVERNESS, LLC | ANCORA FAMILY WEALTH ADVISORS, LLC | ANCORA FAMILY WEALTH ADVISORS, INC.
Contact Information
Main Address
6060 Parkland Boulevard Suite 200, Cleveland, OH 44124Phone Number
(216) 825-4000# of Employees
53SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,509AUM (Assets Under Management)
$3,899,628,309Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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KEY INVESTMENT SERVICES LLC
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Primary Firm SEC Registration
ANCORA | TCG ASSET MANAGEMENT, LLC | TCG ASSET MANAGEMENT | INVERNESS INVESTMENT GROUP, LLC | ANCORA PRIVATE WEALTH ADVISORS, LLC | ANCORA INVERNESS, LLC | ANCORA FAMILY WEALTH ADVISORS, LLC | ANCORA FAMILY WEALTH ADVISORS, INC.
State Registrations and Notice Filings
(6/14/2023)
(10/27/2023)
(5/21/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Mar 2026About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ashley Brown's CRS (Customer Relationship Summary).
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KEY INVESTMENT SERVICES LLC
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