Michael P. Siniscalchi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patric Siniscalchi, who also goes by Michael Patric Siniscalchi Mr, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 3 firms and has passed the Series 66, Series 63, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - June 3, 2014
GROUP ONE TRADING LLC
January 12, 2012 - July 25, 2012
GROUP ONE TRADING LLC
January 20, 2009 - September 3, 2009
CREDIT SUISSE SECURITIES (USA) LLC
October 30, 2007 - September 3, 2009
CREDIT SUISSE SECURITIES (USA) LLC
July 16, 2007 - October 9, 2007
J.D. NICHOLAS & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/4/2012
Proprietary Trader Qualification ExaminationCurrent Firm
GROUP ONE TRADING LLC
CRD#: 37484 / SEC#: , 8-47762
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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